Alabama Code (Last Updated: November 28, 2014) |
Title8 COMMERCIAL LAW AND CONSUMER PROTECTION. |
Chapter6. SECURITIES. |
Article1. General Provisions. |
§ 8-6-1. Short title. |
§ 8-6-2. Definitions. |
§ 8-6-3. Registration and bonds of dealers, agents, investment advisers, etc. |
§ 8-6-4. Registration of securities - Required; exceptions. |
§ 8-6-5. Registration of securities - Registration by notification. |
§ 8-6-6. Registration of securities - Registration of certain securities by coordination. |
§ 8-6-7. Registration of securities - Registration by qualification. |
§ 8-6-8. Registration of securities - Registration statement; conditions precedent; bond; notice of action; fees; quarterly reports and financial statements; discharge from supervision. |
§ 8-6-9. Registration of securities - Denial, suspension and revocation of registration. |
§ 8-6-10. Registration of securities - Exempt securities. |
§ 8-6-11. Registration of securities - Exempt transactions. |
§ 8-6-12. Registration of securities - Applicability of provisions of article; consent to service of process on Secretary of State. |
§ 8-6-14. Filing or registration not finding of truth, completeness, etc., of documents; representations concerning effect of registration or exemption. |
§ 8-6-15. Investigations and subpoenas by commission. |
§ 8-6-17. Prohibited acts regarding offer, sale, or purchase of securities. |
§ 8-6-18. Criminal penalties for violations of article; enforcement; scienter. |
§ 8-6-19. Civil liabilities of sellers, agents, etc.; remedies of purchasers. |
§ 8-6-21. Commission authorized to swear out warrants of arrest; liability of commission for warrant. |
§ 8-6-22. Duties of director; director empowered to swear out warrants of arrest; liability of director for warrant. |
§ 8-6-23. Making, amending, and rescinding rules and prescribing forms by commission. |
§ 8-6-24. Liability for acts done or omitted in good faith under rules, forms, or orders. |
§ 8-6-25. Hearings to be public; requests for private hearings. |
§ 8-6-26. Document deemed filed when received. |
§ 8-6-27. Commission to keep register; register to be open for public inspection. |
§ 8-6-28. Commission to furnish copies of register entries or documents; certified copy deemed prima facie evidence. |
§ 8-6-29. Interpretative opinions by commission. |
§ 8-6-30. Burden of proving exemption or exception from definition. |
§ 8-6-31. Commission may issue warnings to public and publish information regarding orders. |
§ 8-6-32. Party aggrieved by order entitled to hearing before commission; appeals from action of commission. |
§ 8-6-33. Disposition of revenue. |